Stockholder notifications reportable under law

The date is Rheinmetall AG's notification date under the terms of Art. 26 German Securities Trading Act ("WpHG"), the investor's name and registered office reflecting the abbreviated standard market designation of the primary fund managing the Rheinmetall investment and its location.

The Federal Financial Supervisory Authority (BaFin) not only supervises thresholds for holding voting rights (section 21 WpHG), but also demands notifications for acquiring (financial-/ other) instruments entitling to purchase voting rights (sections 25 and 25a WpHG). In the following, we will apply the aforementioned legal sections.

Investors exceeding thresholds pursuant to WpHG to Sec. 21

Stockholder/investorNotification datedDownload of notification
Shareholding above 10%
Harris Associates, ChicagoNov 09, 2011
Shareholding above 3%
BlackRock Inc., New YorkJan 22, 2013
Rheinmetall AG, DüsseldorfJan. 10, 2008

Publications pursuant to WpHG Sec. 26

Stockholder / investorDownload of notification *ThresholdPursuant to notification WpHGTotal amount of voting rights (incl. financial- /other) in %Voting rights pursuant to WpHGProportion of voting rights (in %)Notification dated
Bankhaus Lampe, Bielefeldfall below 5%Sec. 213.36Sec. 213.36May 17, 2013
Bankhaus Lampe, Bielefeldfall below 10%Sec. 21, 258.29Sec. 21
Sec. 25
2.78
5.51
May 17, 2013
Bankhaus Lampe, Bielefeldexceed 10%Sec. 21, 2511.33Sec. 21
Sec. 25
8.55
2.78
May 15, 2013
Bankhaus Lampe, Bielefeldexceed 10%Sec. 2511.15Sec. 2511.15April 22, 2013
Bankhaus Lampe, Bielefeldexceed 5%Sec. 256.22Sec. 256.22March 11, 2013
Société Generale SA, Parisexceed 5%Sec. 21, 25a8.145Sec. 21
Sec. 25a
0.026
8.119
January 28, 2013
BlackRock, New Yorkfall below 5%Sec. 214.9Sec. 214.9January 22, 2013

2012

Stockholder / investorDownload of notification *ThresholdPursuant to notification WpHGTotal amount of voting rights (incl. financial- /other) in %Voting rights pursuant to WpHGProportion of voting rights (in %)Notification dated
BlackRock, New Yorkexceed 5%Sec. 215.0Sec. 215.0December 14, 2012
BlackRock, New Yorkfall below 5%Sec. 214.9Sec. 214.9November 28, 2012
BlackRock, New Yorkexceed 5%Sec. 215.0Sec. 215.0October 22, 2012
BlackRock, New Yorkexceed 3%Sec. 213.1Sec. 213.1August 27, 2012
BlackRock, New Yorkfall below 3%Sec. 212.96Sec. 212.96August 22, 2012
BlackRock, New Yorkexceed 3%Sec. 213.0Sec. 213.0June 12, 2012
Morgan Stanley, Delawarefall below 5%Sec. 21, 25, 25a4.3Sec. 21
Sec. 25
Sec. 25a
1.5
1.7
1.1
May 24, 2012
Morgan Stanley Cap. Mgmt., Delawarefall below 5%Sec. 251.6Sec. 21
Sec. 25
0.0
1.6
May 24, 2012
Morgan Stanley Cap. Mgmt., Delawareexceed 5%Sec. 258.1Sec. 21
Sec. 25
0.1
8.0
May 24, 2012
Bankhaus Lampe, Bielefeldfall below 5%Sec. 253.6Sec. 21
Sec. 25
0.9
2.7
May 24, 2012
Bankhaus Lampe , Bielefeldfall below 3%Sec. 213.6Sec. 210.9May 24, 2012
Bankhaus Lampe, Bielefeldexceed 5%Sec. 2110.2Sec. 217.5May 24, 2012
Morgan Stanley Cap. Mgmt., Delawareexceed 15%Sec. 21, 25, 25a19.8Sec. 21
Sec. 25
Sec. 25a
1.5
16.1
2.2
May 23, 2012
Bankhaus Lampe, Bielefeldexceed 10%Sec. 2510.2Sec. 2510.2May 22, 2012
Bankhaus Lampe, Bielefeldexceed 5%Sec. 256.5Sec. 256.5May 14, 2012
BlackRock, New Yorkfall below 3%Sec. 212.8Sec. 212.8Feb. 15, 2012
BlackRock, New Yorkfall below 5%Sec. 214.9Sec. 214.9Jan. 31, 2012

2011

Stockholder / investorDownload of notification *ThresholdVoting interest
after notification in %
Notification dated
2011
Harris Associates, Chicagoexceed 10%10.5Nov. 07, 2011
DWS Investment GmbH, Frankfurt fall below 3%2.9Nov. 04, 2011
Fidelity, Bostonfall below 3%2.8Oct. 07, 2011
BlackRock, New Yorkexceed 5%5.1Sep. 29, 2011
Fidelity, Bostonfall below 5%4.9Sep. 20, 2011
BlackRock, New Yorkfall below 5%4.9Sep. 09, 2011
Harris Associates, Chicagoexceed 5%5.1Aug. 10, 2011
Fidelity, Bostonexceed 5%5.5May 24, 2011
Fidelity, Bostonexceed 3%3.4May 18, 2011
Fidelity, Bostonfall below 3%2.8May 12, 2011
Fidelity, Bostonfall below 5%4.9May 11, 2011
Allianz Global, Frankfurtfall below 3%2.8Feb. 22, 2011
BlackRock, New Yorkexceed 5%5.1Jan. 14, 2011
BlackRock, New Yorkexceed 3%3.1Jan. 10, 2011

* Some notifications are only available in German.